SEC Form 4 · accession 0001005229-18-000284
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Heath A Mitts
Director
Period of report
Jul 23, 2018
Accepted (ET)
Jul 25, 2018 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2018 | A | 1,403 | $42.77 | A | 11,974 | D | |
| Common StockF2 | Jul 24, 2018 | M | 753 | $0.00 | A | 12,727 | D | |
| Common Stock | holding | — | — | — | 10,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | — | Jul 23, 2018 | A | 1,500 | A | — | — | Common Stock | 0 | 1,500 | D |
| Restricted Stock UnitsF3,F5 | — | Jul 24, 2018 | M | 754 | D | — | — | Common Stock | 1,507 | 754 | D |
Explanation of responses
- F1Represents shares granted to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016.
- F2753.6298 restricted stock units became fully vested on July 24, 2018, of which 753 shares were issued as common stock and .6298 was issued in cash of $26.37.
- F3Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F4Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016. Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 23, 2019, 25% on July 23, 2020 and 25% on July 23, 2021 if reporting person remains a director of issuer.
- F5753.6298 restricted stock units vested on July 24, 2018, and the remaining 753.6298 units become fully vested and non-forfeitable 25% on July 24, 2019 and 25% on July 24, 2020, if reporting person remains a director of issuer.