SEC Form 4 · accession 0001005229-18-000266
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carthy Liam Mc
Director
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2018 | M | 379 | $0.00 | A | 19,641 | D | |
| Common Stock | holding | — | — | — | 19,262 | D | ||
| Common StockF2 | holding | — | — | — | 16,612 | I | By the Liam McCarthy 2009 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jul 18, 2018 | M | 379 | D | — | — | Common Stock | 759 | 379 | D |
Explanation of responses
- F1379.4785 restricted stock units became fully vested on July 18, 2018, of which 379 shares were issued as common stock and .4785 was issued in cash of $19.90.
- F2These shares were transferred from Mr. McCarthy to his trust without a change in pecuniary interest.
- F3Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F4379.4785 restricted stock units vested on July 18, 2018 and the remaining 379.4785 units become fully vested and non-forfeitable on July 18, 2019, if reporting person remains a director of issuer.