SEC Form 4 · accession 0001005229-18-000261
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Rabinowitz
Director
Period of report
Jul 18, 2018
Accepted (ET)
Jul 19, 2018 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2018 | M | 379 | $0.00 | A | 42,645 | D | |
| Common Stock | holding | — | — | — | 42,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 18, 2018 | M | 379 | D | — | — | Common Stock | 759 | 379 | D |
Explanation of responses
- F1379.4785 restricted stock units became fully vested on July 18, 2018, of which 379 shares were issued as common stock and .4785 was issued in cash of $19.90.
- F2Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F3379.4785 restricted stock units vested on July 18, 2018 and the remaining 379.4785 units become fully vested and non-forfeitable on July 18, 2019, if reporting person remains a director of issuer.