SEC Form 4/A · accession 0001005229-18-000250
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John H. Stewart
Officer — VP-Engineered Products
Period of report
May 22, 2018
Accepted (ET)
Jun 6, 2018 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 22, 2018 | A | 1,201 | $0.00 | A | 6,717 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture in whole or part, units become fully vested and non-forfeitable 25% per year for four years beginning 5/22/19, if reporting person remains an employee of issuer.
- F2Originally reported as 6,708.9153 and 7.6582 shares attributable to previous dividend reinvestments were not included in the original number reported.
- F3Original footnote is being amended to read as follows. Includes 2,113.5735 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 98.128 shares become fully vested and non-forfeitable on 5/18/2019; 500.9353 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 313.5102 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; and the remaining 1,201 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, if reporting person remains an employee of issuer.