SEC Form 4/A · accession 0001005229-18-000247
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John H. Stewart
Officer — VP-Engineered Products
Period of report
May 18, 2018
Accepted (ET)
Jun 6, 2018 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 18, 2018 | F | 34 | $37.18 | D | 5,583 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting of 99.106 shares of restricted stock on 5/18/2018.
- F2Originally reported as 5,574.895 and 7.6582 shares attributable to previous dividend reinvestments were not included in the original number reported.
- F3Original footnote is being amended to read as follows. Includes 1,107.5532 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 91.4811 shares become fully vested and non-forfeitable on 5/19/2018; 98.128 shares become fully vested and non-forfeitable on 5/18/2019; 500.9353 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; and the remaining 417.0088 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.