SEC Form 4/A · accession 0001005229-18-000236
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark D Morelli
Officer — President and CEO · Director
Period of report
May 15, 2018
Accepted (ET)
Jun 5, 2018 · 10:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | May 15, 2018 | A | 45 | $0.00 | A | 36,207 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Incorrectly reported as Transaction Code F on the Form 4 filed on May 16, 2018.
- F2Original footnote is being amended to read as follows. Represents additional restricted stock units attributable to dividend reinvestment.
- F3Incorrectly reported as Securities Disposed Of (D) on the Form 4 filed on May 16, 2018.
- F4Includes 32,488.3598 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 16,836.9774 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 2/28/2019; and the remaining 15,651.3824 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.