SEC Form 4 · accession 0001005229-18-000230

COLUMBUS MCKINNON CORP · CMCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP - Industrial Products

Period of report

May 31, 2018

Accepted (ET)

Jun 4, 2018 · 11:27 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001005229

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 31, 2018	M	7,464	$27.12	A	35,244	D
Common Stock	May 31, 2018	S	5,042	$41.32	D	30,202	D
Common Stock	May 31, 2018	S	2,422	$41.17	D	27,780	D
Common Stock	May 31, 2018	M	7,500	$24.94	A	35,280	D
Common Stock	May 31, 2018	S	7,500	$41.17	D	27,780	D
Common Stock	May 31, 2018	M	8,978	$15.16	A	36,758	D
Common Stock^F1	May 31, 2018	S	8,978	$41.17	D	27,780	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options (Right to Buy)	$27.12	May 31, 2018	M	7,464	D	May 19, 2015	May 19, 2024	Common Stock	7,464	0	D
Non-Qualified Stock Options (Right to Buy)^F2	$24.94	May 31, 2018	M	7,500	D	May 18, 2016	May 17, 2025	Common Stock	7,500	2,500	D
Non-Qualified Stock Options (Right to Buy)^F3	$15.16	May 31, 2018	M	8,978	D	May 23, 2017	May 22, 2026	Common Stock	8,978	8,979	D

F1Includes 9,297.2584 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 887.8691 shares become fully vested and non-forfeitable on 5/18/2019; 2,906.2982 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,718.0911 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; and the remaining 2,785 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, if reporting person remains an employee of issuer.
F2Exercisable on 5/18/2019.
F3Exercisable 50% per year for two years beginning on 5/23/2019.