SEC Form 4 · accession 0001005229-18-000229
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gregory P Rustowicz
Officer — VP - Finance and CFO
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 11:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | M | 6,000 | $13.10 | A | 45,366 | D | |
| Common StockF1 | May 31, 2018 | S | 3,271 | $42.13 | D | 42,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy) | $13.10 | May 31, 2018 | M | 6,000 | D | Oct 24, 2014 | Jan 23, 2021 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Includes 14,507.6768 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,040.1046 shares become fully vested and non-forfeitable on 5/18/2019; 4,586.1228 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 4,453.4494 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; and the remaining 4428 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, if reporting person remains an employee of issuer.