SEC Form 4/A · accession 0001005229-18-000216
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
May 23, 2018
Accepted (ET)
Jun 1, 2018 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 23, 2018 | F | 498 | $38.33 | D | 16,565 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Original footnote is being amended to read as follows. Represents shares withheld to satisfy tax withholding obligation upon vesting of 1,468.3285 shares of restricted stock on 5/23/2018.
- F2Originally reported as 16,564.9697, and original footnote is being amended to read as follows. Includes 14,361.9694 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 497.5745 shares become fully vested and non-forfeitable on 5/18/2019; 2,936.657 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2019; 2,772.3524 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2019; 2,807 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019, and the remaining 5,348.3855 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.