SEC Form 4 · accession 0001005229-18-000189
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Benjamin AuYeung
Officer — VP-APAC
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 23, 2018 | F | 0 | $38.33 | D | 15,269 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1.1907 of the 1287.1907 shares of restricted stock that vested on 5/23/18 were distributed as cash.
- F2Includes 8,248.275 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 796.9367 shares become fully vested and non-forfeitable on 5/18/2019; 2,574.3814 shares become fully vested and non-forfeitable 50% for two years beginning on 5/23/2019; 3,861.5721 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; and the remaining 2,602 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2019 if reporting person remains an employee of issuer.