SEC Form 4 · accession 0001005229-18-000139
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
May 19, 2018
Accepted (ET)
May 23, 2018 · 11:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 19, 2018 | F | 151 | $37.91 | D | 14,570 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting of 445.0701 shares of restricted stock on 5/19/2018.
- F2Includes 13,946.7455 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 4,404.9855 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,695.8000 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,348.3855 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.