SEC Form 4 · accession 0001005229-18-000127
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt F Wozniak
Officer — VP - Industrial Products
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 9:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2018 | F | 293 | $37.18 | D | 26,043 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting of 886.8477 shares of restricted stock on 5/18/2018.
- F2Includes 9,628.3123 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 757.5443 shares become fully vested and non-forfeitable on 5/19/2018; 887.8691 shares become fully vested and non-forfeitable on 5/18/2019; 4,359.4473 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; and the remaining 3,623.4516 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.