SEC Form 4 · accession 0001005229-18-000126
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin AuYeung
Officer — VP-APAC
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 9:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2018 | F | 1 | $37.18 | D | 12,668 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F10.9367 of the 796.9367 shares of restricted stock that vested on 5/18/18 were distributed as cash.
- F2Includes 7,881.2717 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 190.1569 shares become fully vested and non-forfeitable 5/19/2018; 796.9367 shares become fully vested and non-forfeitable on 5/18/2019; 3,861.5721 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; and the remaining 3,032.6060 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018 if reporting person remains an employee of issuer.