SEC Form 4 · accession 0001005229-18-000102
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlene N Miraglia
Officer — VP, Human Resources and CHRO
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2018 | A | 3 | $0.00 | A | 14,105 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents additional restricted stock units attributable to dividend reinvestment.
- F2Includes 12,006.1714 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 10,012.5698 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 8/1/2018; and the remaining 1,993.6016 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer. Under an agreement with the reporting person, on May 22, 2018 the 1,993.6016 units will vest and the 10,012.5698 units will be forfeited.