SEC Form 4 · accession 0001005229-18-000062
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
Mar 6, 2018
Accepted (ET)
Mar 7, 2018 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | M | 1,500 | $13.43 | A | 16,369 | D | |
| Common StockF1 | Mar 6, 2018 | S | 1,500 | $36.45 | D | 14,869 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)F2 | $13.43 | Mar 6, 2018 | M | 1,500 | D | May 21, 2013 | May 20, 2022 | Common Stock | 1,500 | 2,724 | D |
Explanation of responses
- F1Includes 14,868.8264 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 444.4674 shares become fully vested and non-forfeitable on 5/19/2018; 993.7932 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,398.9261 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,690.6804 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,340.9593 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.
- F2All exercisable, subject to IRS limitations.