SEC Form 4 · accession 0001005229-18-000061
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H. Stewart
Officer — VP-Engineered Products
Period of report
Mar 6, 2018
Accepted (ET)
Mar 7, 2018 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | M | 414 | $28.45 | A | 5,969 | D | |
| Common StockF1 | Mar 6, 2018 | S | 362 | $36.52 | D | 5,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy) | $28.45 | Mar 6, 2018 | M | 414 | D | May 19, 2009 | May 19, 2018 | Common Stock | 414 | 0 | D |
Explanation of responses
- F1Includes 1,197.3360 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 89.0994 shares become fully vested and non-forfeitable on 5/19/2018; 195.2178 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 497.5551 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018 and the remaining 415.4637 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.