SEC Form 4 · accession 0001005229-18-000005
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
Dec 13, 2017
Accepted (ET)
Jan 11, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 13, 2017 | S | 500 | $37.78 | D | 14,852 | D | |
| Common StockF1 | holding | — | — | — | 15,352 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Previously reported at 15,346.3248. Reporting person received an additional 6 shares thorough reinvestments of dividends paid by the company.
- F2Includes 14,852.3248 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 443.9837 shares become fully vested and non-forfeitable on 5/19/2018; 992.7052 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,394.0637 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,686.5722 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,335 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.