SEC Form 4 · accession 0001005229-17-000354
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
Nov 15, 2017
Accepted (ET)
Nov 16, 2017 · 2:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2017 | A | 5,335 | $0.00 | A | 15,956 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 18, 2016, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.
- F2Includes 14,842.6572 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 443.5402 shares become fully vested and non-forfeitable on 5/19/2018; 991.7076 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,389.6048 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; 3,682.8046 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, and the remaining 5,335 shares become fully vested and non-forfeitable 50% per year for two years beginning 11/15/2018, if reporting person remains an employee of issuer.