SEC Form 4 · accession 0001005229-17-000335
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gene P Buer
Officer — VP Global Svs/Vertical Markets
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2017 | F | 3,829 | $0.00 | D | 30,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)F3,F2 | $27.12 | holding | — | — | — | May 19, 2015 | Sep 30, 2022 | Common Stock | 2,082 | 2,082 | D |
| Non-Qualified Stock Options (Right to Buy)F5,F4 | $24.94 | holding | — | — | — | May 18, 2016 | Sep 30, 2022 | Common Stock | 5,222 | 5,222 | D |
| Non-Qualified Stock Options (Right to Buy)F7,F6 | $15.16 | holding | — | — | — | May 23, 2017 | Sep 30, 2022 | Common Stock | 13,926 | 13,926 | D |
| Non-Qualified Stock Options (Right to Buy)F9,F8 | $24.33 | holding | — | — | — | May 22, 2018 | Sep 30, 2022 | Common Stock | 11,926 | 11,926 | D |
Explanation of responses
- F110,800.1722 restricted stock units became fully vested upon reporting persons retirement on September 30, 2017, of which 3,826 shares were withheld to satisfy tax withholding obligations and 3.1722 shares were issued in cash of $120.35.
- F2Previously reported as 05/19/2024 and upon reporting persons retirement on September 30, 2017, the expiration date became 09/30/2022.
- F3Exercisable on 5/19/2018.
- F4Previously reported as 05/17/2025 and upon reporting persons retirement on September 30, 2017, the expiration date became 09/30/2022.
- F5Exercisable 50% per year for two years beginning 05/18/2018.
- F6Previously reported as 05/22/2026 and upon reporting persons retirement on September 30, 2017, the expiration date became 09/30/2022.
- F7Exercisable 33.33% per year for three years beginning 05/23/2018.
- F8Previously reported as 05/21/2027 and upon reporting persons retirement on September 30, 2017, the expiration date became 09/30/2022.
- F9Exercisable 25% per year for four years beginning 05/22/2018.