SEC Form 4 · accession 0001005229-17-000279
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gene P Buer
Officer — VP Global Svs/Vertical Markets
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2017 | M | 432 | $28.45 | A | 24,522 | D | |
| Common Stock | Aug 8, 2017 | S | 401 | $32.67 | D | 24,121 | D | |
| Common Stock | Aug 8, 2017 | M | 1,622 | $18.24 | A | 25,743 | D | |
| Common Stock | Aug 8, 2017 | S | 1,151 | $32.67 | D | 24,592 | D | |
| Common Stock | Aug 8, 2017 | M | 3,230 | $19.50 | A | 27,822 | D | |
| Common Stock | Aug 8, 2017 | S | 2,379 | $32.67 | D | 25,443 | D | |
| Common Stock | Aug 8, 2017 | M | 8,360 | $13.43 | A | 33,803 | D | |
| Common Stock | Aug 8, 2017 | S | 5,074 | $32.67 | D | 28,729 | D | |
| Common Stock | Aug 8, 2017 | M | 9,299 | $18.95 | A | 38,028 | D | |
| Common Stock | Aug 8, 2017 | S | 6,738 | $32.67 | D | 31,290 | D | |
| Common Stock | Aug 8, 2017 | M | 6,243 | $27.12 | A | 37,533 | D | |
| Common Stock | Aug 8, 2017 | S | 5,612 | $32.67 | D | 31,921 | D | |
| Common Stock | Aug 8, 2017 | M | 5,222 | $24.94 | A | 37,143 | D | |
| Common Stock | Aug 8, 2017 | S | 4,452 | $32.67 | D | 32,691 | D | |
| Common Stock | Aug 8, 2017 | M | 4,641 | $15.16 | A | 37,332 | D | |
| Common Stock | Aug 8, 2017 | S | 2,988 | $32.67 | D | 34,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy) | $28.45 | Aug 8, 2017 | M | 432 | D | May 19, 2009 | May 18, 2018 | Common Stock | 432 | 0 | D |
| Non-Qualified Stock Options (Right to Buy) | $18.24 | Aug 8, 2017 | M | 1,622 | D | May 17, 2011 | May 16, 2020 | Common Stock | 1,622 | 0 | D |
| Non-Qualified Stock Options (Right to Buy) | $19.50 | Aug 8, 2017 | M | 3,230 | D | May 23, 2012 | May 22, 2021 | Common Stock | 3,230 | 0 | D |
| Non-Qualified Stock Options (Right to Buy) | $13.43 | Aug 8, 2017 | M | 8,360 | D | May 21, 2013 | May 20, 2022 | Common Stock | 8,360 | 0 | D |
| Non-Qualified Stock Options (Right to Buy) | $18.95 | Aug 8, 2017 | M | 9,299 | D | May 20, 2014 | May 20, 2023 | Common Stock | 9,299 | 0 | D |
| Non-Qualified Stock Options (Right to Buy)F1 | $27.12 | Aug 8, 2017 | M | 6,243 | D | May 19, 2015 | May 19, 2024 | Common Stock | 6,243 | 2,082 | D |
| Non-Qualified Stock Options (Right to Buy)F2 | $24.94 | Aug 8, 2017 | M | 5,222 | D | May 18, 2016 | May 17, 2025 | Common Stock | 5,222 | 5,222 | D |
| Non-Qualified Stock Options (Right to Buy)F3 | $15.16 | Aug 8, 2017 | M | 4,641 | D | May 23, 2017 | May 22, 2026 | Common Stock | 4,641 | 13,926 | D |
Explanation of responses
- F1Exercisable on 5/19/2018, if reporting person remains an employee of issuer.
- F2Exercisable 50% per year for two years beginning 5/18/2018, if reporting person remains an employee of issuer.
- F3Exercisable 33.33% per year for three years beginning 5/23/2018, if reporting person remains an employee of issuer.