SEC Form 4 · accession 0001005229-17-000275
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2017 | M | 2,500 | $18.63 | A | 15,861 | D | |
| Common StockF1 | Aug 4, 2017 | S | 2,500 | $32.19 | D | 13,361 | D | |
| Common StockF1 | Aug 4, 2017 | S | 1,753 | $32.14 | D | 11,608 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)F2 | $18.63 | Aug 4, 2017 | M | 2,500 | D | Jan 24, 2014 | Jan 23, 2021 | Common Stock | 2,500 | 7,500 | D |
Explanation of responses
- F1Includes 9,495.3281 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 442.9746 shares become fully vested and non-forfeitable on 5/19/2018; 990.4352 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,383.9183 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; and the remaining 3,678 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.
- F2Fully exercisable, subject to IRS limitations.