SEC Form 4 · accession 0001005229-17-000260
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Fleming
Director
Period of report
Jul 27, 2017
Accepted (ET)
Jul 31, 2017 · 11:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2017 | M | 381 | $0.00 | A | 46,887 | D | |
| Common StockF2 | Jul 28, 2017 | M | 383 | $0.00 | A | 47,270 | D | |
| Common Stock | holding | — | — | — | 46,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | — | Jul 27, 2017 | M | 381 | D | — | — | Common Stock | 763 | 381 | D |
| Restricted Stock UnitsF3,F2 | — | Jul 28, 2017 | M | 384 | D | — | — | Common Stock | 384 | 0 | D |
Explanation of responses
- F1381.3279 restricted stock units became fully vested on July 27, 2017, of which 381 shares were issued as common stock and .3279 was issued in cash of $8.45. The remaining 381.3279 units become fully vested on July 27, 2018, if reporting person remains a director of issuer.
- F2383.6386 restricted stock units became fully vested on July 28, 2017, of which 383 shares were issued as common stock and .6386 was issued in cash of $16.58.
- F3Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.