SEC Form 4 · accession 0001005229-17-000228
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas T Pinchuk
Director
Period of report
Jul 18, 2017
Accepted (ET)
Jul 21, 2017 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2017 | M | 755 | $0.00 | A | 36,156 | D | |
| Common Stock | holding | — | — | — | 35,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 18, 2017 | M | 755 | D | — | — | Common Stock | 1,511 | 755 | D |
Explanation of responses
- F1755.3270 restricted stock units became fully vested on July 18, 2017, of which 755 shares were issued as common stock and .3270 was issued in cash of $8.37.
- F2Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F3755.3270 restricted stock units vested on July 18, 2017 and the remaining 755.3272 units become fully vested and non-forfeitable 50% on July 18, 2018 and 50% on July 18, 2019, if reporting person remains a director of issuer.