SEC Form 4 · accession 0001005229-17-000217
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda Goodspeed
Director
Period of report
May 31, 2017
Accepted (ET)
Jul 19, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2017 | M | 1,509 | $0.00 | A | 40,925 | D | |
| Common StockF2 | May 31, 2017 | M | 762 | $0.00 | A | 41,687 | D | |
| Common StockF3 | May 31, 2017 | M | 383 | $0.00 | A | 42,070 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | — | May 31, 2017 | M | 1,511 | D | — | — | Common Stock | 1,511 | 0 | D |
| Restricted Stock UnitsF4,F2 | — | May 31, 2017 | M | 763 | D | — | — | Common Stock | 763 | 0 | D |
| Restricted Stock UnitsF4,F3 | — | May 31, 2017 | M | 384 | D | — | — | Common Stock | 384 | 0 | D |
Explanation of responses
- F11,510.6542 restricted stock units became fully vested upon reporting persons resignation as a director of issuer as of May 31, 2017, of which 1,509 shares were issued as common stock and 1.6542 was issued in cash of $44.97.
- F2762.6558 restricted stock units became fully vested upon reporting persons resignation as a director of issuer as of May 31, 2017, of which 762 shares were issued as common stock and .6558 was issued in cash of $17.84.
- F3383.6386 restricted stock units became fully vested upon reporting persons resignation as a director of issuer as of May 31, 2017, of which 383 shares were issued as common stock and .6386 was issued in cash of $17.36.
- F4Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.