SEC Form 4 · accession 0001005229-17-000191
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin AuYeung
Officer — VP-APAC
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 10:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 23, 2017 | F | 0 | $24.55 | D | 12,628 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1.0347 of the 1,281.0347 shares of restricted stock that vested on 5/23/17 were distributed as cash.
- F2Includes 8,636.6893 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 189.2616 shares become fully vested and non-forfeitable 5/19/2018; 1,586.3236 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 3,843.1041 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; and the remaining 3,018 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018 if reporting person remains an employee of issuer.