SEC Form 4 · accession 0001005229-17-000144
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin AuYeung
Officer — VP-APAC
Period of report
May 19, 2017
Accepted (ET)
May 22, 2017 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 19, 2017 | F | 0 | $24.09 | D | 9,610 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1.2616 of the 189.2616 shares of restricted stock that vested on 5/19/17 were distributed as cash.
- F2Includes 7,044.1801 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 144.4561 shares become fully vested and non-forfeitable on 5/20/2017; 189.2616 shares become fully vested and non-forfeitable 5/19/2018; 1,586.3236 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; and the remaining 5,124.1388 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2017, if reporting person remains an employee of issuer.