SEC Form 4 · accession 0001005229-16-000484
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory P Rustowicz
Officer — VP - Finance and CFO
Period of report
Oct 24, 2016
Accepted (ET)
Oct 25, 2016 · 12:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 24, 2016 | F | 754 | $17.78 | D | 32,834 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F12,039.5086 restricted stock units became fully vested on October 24, 2016, of which 753 were withheld to satisfy tax withholding obligation, and .5086 was issued in cash of $9.04.
- F2Includes 15,279.7426 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,230.8435 shares become fully vested and non-forfeitable on 5/20/2017; 1,874.6523 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; 3,088.9824 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017; and the remaining 9,085.2644 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2017, if reporting person remains an employee of issuer.