SEC Form 4 · accession 0001005229-16-000416
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas T Pinchuk
Director
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2016 | M | 757 | $0.00 | A | 35,021 | D | |
| Common StockF2 | Jul 28, 2016 | M | 380 | $0.00 | A | 35,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jul 27, 2016 | M | 757 | D | — | — | Common Stock | 1,515 | 757 | D |
| Restricted Stock UnitsF3,F5 | — | Jul 28, 2016 | M | 381 | D | — | — | Common Stock | 762 | 381 | D |
Explanation of responses
- F1757.3285 restricted stock units became fully vested on July 27, 2016, of which 757 shares were issued as common stock and .3285 was issued in cash of $5.41.
- F2380.975 restricted stock units became fully vested on July 28, 2016, of which 380 shares were issued as common stock and .975 was issued in cash of $15.60.
- F3Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F4The number of restricted stock units was previously reported as 1,514.6483 and due to rounding, the number of fractional shares increased by .0088 for a total of 1,514.6571, of which 757.3285 units vested on July 27,2016 and the remaining 757.3286 units become fully vested and non-forfeitable 50% on July 27, 2017 and 50% on July 27, 2018, if reporting person remains a director of issuer.
- F5The number of restricted stock units was previously reported as 761.9456 and due to rounding, the number of fractional shares increased by .0044 for a total of 761.950, of which 380.975 units vested on July 28,2016 and the remaining 380.975 units become fully vested and non-forfeitable on July 28, 2017, if reporting person remains a director of issuer.