SEC Form 4 · accession 0001005229-16-000397
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Rabinowitz
Director
Period of report
Jul 22, 2016
Accepted (ET)
Jul 25, 2016 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 22, 2016 | M | 330 | $0.00 | A | 37,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 22, 2016 | M | 331 | D | — | — | Common Stock | 331 | 0 | D |
Explanation of responses
- F1330.6577 restricted stock units became fully vested on July 22, 2016, of which 330 shares were issued as common stock and .6577 was issued in cash of $10.25.
- F2Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F3The number of restricted shares vesting on July 22, 2016 was previously reported as 330.6585 and the number of fractional shares decreased by .0008 for a total of 330.6577 vesting on July 22, 2016.