SEC Form 4 · accession 0001005229-16-000340
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt F Wozniak
Officer — VP - Americas
Period of report
May 23, 2016
Accepted (ET)
May 25, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 17,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)F2 | $15.16 | May 23, 2016 | A | 17,957 | A | May 23, 2017 | May 22, 2026 | Common Stock | 17,957 | 17,957 | D |
Explanation of responses
- F1Previously reported as 17,440.929. The amount of restricted stock units was under by .0092 shares for a total of 4,945.9382 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 819.0137 shares become fully vested and non-forfeitable on 5/20/2017; 1,496.4700 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; and the remaining 2,631.4545 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017, if reporting person remains an employee of issuer.
- F2Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/23/2017, if reporting person remains an employee of issuer.