SEC Form 4 · accession 0001005229-16-000325
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory P Rustowicz
Officer — VP - Finance and CFO
Period of report
May 21, 2016
Accepted (ET)
May 24, 2016 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 21, 2016 | F | 560 | $15.15 | D | 24,483 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of restricted shares vesting on 5/21/16 was previously reported as 1,514.9237 and the number of fractional shares decreased by .0027. In addition, 559.9210 shares were withheld to satisfy tax withholding obligation upon the vesting of the 1,514.9210 shares of restricted stock on 5/21/2016.
- F2Includes 8,214.985 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,034.8181 shares become fully vested and non-forfeitable on 10/24/2016; 1,228.0126 shares become fully vested and non-forfeitable on 5/20/2017; 1,870.3261 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; and the remaining 3,081.8282 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017, if reporting person remains an employee of issuer.