SEC Form 4 · accession 0001005229-16-000324
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gene P Buer
Officer — VP Global Svs/Vertical Markets
Period of report
May 21, 2016
Accepted (ET)
May 24, 2016 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 21, 2016 | F | 446 | $15.15 | D | 31,657 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of restricted shares vesting on 5/21/16 was previously reported as 1,414.1932 and of those shares 446.1932 were withheld to satisfy tax withholding obligation upon the vesting of the restricted stock. The fractional shares increased by .0043 and those additional shares were also withheld to satisfy tax withholding obligation upon the vesting of the 1,414.1975 shares of restricted stock on 5/21/2016.
- F2Includes 5,537.9432 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,121.1822 shares become fully vested and non-forfeitable on 5/20/2017; 1,669.1832 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; and the remaining 2,747.5778 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017, if reporting person remains an employee of issuer.