SEC Form 4 · accession 0001005229-16-000320
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy T Tevens
Officer — President & CEO · Director
Period of report
May 21, 2016
Accepted (ET)
May 24, 2016 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 21, 2016 | F | 2,511 | $15.15 | D | 287,874 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of restricted shares vesting on 5/21/16 was previously reported as 6,794.2488 and of those shares 2,511.2488 were withheld to satisfy tax withholding obligation upon the vesting of the restricted stock. The fractional shares increased by .0036 and those additional shares were also withheld to satisfy tax withholding obligation upon the vesting of the 6,794.2524 shares of restricted stock on 5/21/2016.
- F2Includes 26,042.9657 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 5,388.1898 shares become fully vested and non-forfeitable on 5/20/2017; 7,805.4236 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; and the remaining 12,849.3523 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017, if reporting person remains an employee of issuer.