SEC Form 4 · accession 0001005229-16-000309
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory P Rustowicz
Officer — VP - Finance and CFO
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | F | 337 | $14.48 | D | 26,546 | D | |
| Common StockF2 | May 20, 2016 | F | 442 | $14.75 | D | 26,104 | D | |
| Common StockF3,F4 | May 20, 2016 | F | 1,061 | $14.75 | D | 25,043 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting of 935.6746 shares of restricted stock on 5/19/2016.
- F2Represents shares withheld to satisfy tax withholding obligation upon vesting of 1,226.9944 shares of restricted stock on 5/20/2016.
- F3Represents shares withheld to satisfy tax withholding obligation upon vesting of 2,896 performance shares on 5/20/2016.
- F4Includes 9,729.9087 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,034.8181 shares become fully vested and non-forfeitable on 10/24/2016; 1,228.0126 shares become fully vested and non-forfeitable on 5/20/2017; 1,514.9237 shares become fully vested and non-forfeitable on 5/21/2016; 1,870.3261 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; and the remaining 3,081.8282 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017, if reporting person remains an employee of issuer.