SEC Form 4 · accession 0001005229-16-000307
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivo Celi
Officer — Vice President - EMEA
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | F | 1 | $14.48 | D | 34,628 | D | |
| Common StockF2,F3 | May 20, 2016 | F | 1 | $14.75 | D | 34,627 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1.6868 of the 872.6868 shares of restricted stock that vested on 5/19/16 were distributed as cash.
- F2.7488 of the 1,095.7488 shares of restricted stock that vested on 5/20/16 were distributed as cash.
- F3Includes 6,895.9666 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,095.7502 shares become fully vested and non-forfeitable on 5/20/2017; 1,425.3932 shares become fully vested and non-forfeitable on 5/21/2016; 1,745.3856 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; and the remaining 2,629.4376 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017, if reporting person remains an employee of issuer.