SEC Form 4 · accession 0001005229-16-000306
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy T Tevens
Officer — President & CEO · Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | F | 1,442 | $14.48 | D | 297,074 | D | |
| Common StockF2 | May 20, 2016 | F | 1,991 | $14.75 | D | 295,083 | D | |
| Common StockF3,F4 | May 20, 2016 | F | 4,698 | $14.75 | D | 290,385 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting of 3,903.2158 shares of restricted stock on 5/19/2016.
- F2Represents shares withheld to satisfy tax withholding obligation upon vesting of 5,388.1942 shares of restricted stock on 5/20/2016.
- F3Represents shares withheld to satisfy tax withholding obligation upon vesting of 12,710 performance shares on 5/20/2016.
- F4Includes 32,837.2145 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 5,388.1898 shares become fully vested and non-forfeitable on 5/20/2017; 6,794.2488 shares become fully vested and non-forfeitable on 5/21/2016; 7,805.4236 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; and the remaining 12,849.3523 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017, if reporting person remains an employee of issuer.