SEC Form 4 · accession 0001005229-16-000303
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | F | 158 | $14.48 | D | 12,338 | D | |
| Common StockF2 | May 20, 2016 | F | 199 | $14.75 | D | 12,138 | D | |
| Common StockF3,F4 | May 20, 2016 | F | 472 | $14.75 | D | 11,666 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting of 439.8991 shares of restricted stock on 5/19/2016.
- F2Represents shares withheld to satisfy tax withholding obligation upon vesting of 554.4874 shares of restricted stock on 5/20/2016.
- F3Represents shares withheld to satisfy tax withholding obligation upon vesting of 1,309 performance shares on 5/20/2016.
- F4Includes 3,599.3657 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 555.5056 shares become fully vested and non-forfeitable on 5/20/2017; 688.7897 shares become fully vested and non-forfeitable on 5/21/2016; 879.8042 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; and the remaining 1,475.2662 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017, if reporting person remains an employee of issuer.