SEC Form 4 · accession 0001005229-16-000301
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin AuYeung
Officer — VP-APAC
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | F | 1 | $14.48 | D | 4,467 | D | |
| Common StockF2,F3 | May 20, 2016 | F | 0 | $14.75 | D | 4,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1.9476 of the 187.9476 shares of restricted stock that vested on 5/19/16 were distributed as cash.
- F2.4372 of the 142.4372 shares of restricted stock that vested on 5/20/16 were distributed as cash.
- F3Includes 2,882.214 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 143.4468 shares become fully vested and non-forfeitable on 5/20/2017, 375.8985 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017, and the remaining 2,362.8643 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017, if reporting person remains an employee of issuer.