SEC Form 4 · accession 0001005229-16-000290
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2016 | F | 203 | $14.50 | D | 12,496 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting of 491.7586 shares of restricted stock on 5/18/2016.
- F2Includes 5,902.7522 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,109.9930 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 688.7897 shares become fully vested and non-forfeitable on 5/21/2016; 1,319.7033 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 1,475.2662 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017; and the remaining 1,309 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.