SEC Form 4 · accession 0001005229-16-000285
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gene P Buer
Officer — VP Global Svs/Vertical Markets
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2016 | F | 305 | $14.50 | D | 33,514 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligation upon vesting of 914.8529 shares of restricted stock on 5/18/2016.
- F2Includes 11,552.4014 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,242.3660 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 1,414.1932 shares become fully vested and non-forfeitable on 5/21/2016; 2,503.2644 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 2,747.5778 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017; and the remaining 2,645 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.