SEC Form 4 · accession 0001005229-16-000251
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 16, 2016 | A | 14 | $0.00 | A | 12,699 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents additional restricted stock units attributable to dividend reinvestment.
- F2Includes 6,394.5108 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,109.9930 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 688.7897 shares become fully vested and non-forfeitable on 5/21/2016; 1,319.7033 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 1,967.0248 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016; and the remaining 1,309 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.