SEC Form 4 · accession 0001005229-16-000211
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan S Korman
Officer — VP, Gen'l Counsel & Secretary
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2016 | A | 14 | $0.00 | A | 12,685 | D | |
| Common StockF3 | holding | — | — | — | 302 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents additional restricted stock units attributable to dividend reinvestment.
- F2Includes 6,380.8645 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,107.0243 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 686.9475 shares become fully vested and non-forfeitable on 5/21/2016; 1,316.1687 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 1,961.724 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016; and the remaining 1309 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
- F3Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). The amount has been updated as of 9/30/15 to reflect only whole shares and reporting person's fractional shares were converted to cash.