SEC Form 4 · accession 0001005229-15-000173
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin AuYeung
Officer — VP-APAC
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 12:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 23, 2015 | A | 8 | $0.00 | A | 4,446 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents additional restricted stock units attributable to dividend reinvestment.
- F2Includes 3978.1460 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 284.3237 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/20/2016, 560.7459 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016, and the remaining 3133.0764 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.