SEC Form 4 · accession 0001005229-15-000122
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivo Celi
Officer — Vice President - EMEA
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 11:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 24, 2015 | A | 20 | $18.89 | A | 34,555 | D | |
| Common Stock | holding | — | — | — | 34,535 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)F3 | $14.80 | holding | — | — | — | Jan 25, 2013 | Jan 24, 2020 | Common Stock | 10,000 | 10,000 | D |
| Non-Qualified Stock Options (Right to Buy)F3 | $18.24 | holding | — | — | — | May 17, 2011 | May 16, 2020 | Common Stock | 3,513 | 3,513 | D |
| Non-Qualified Stock Options (Right to Buy)F3 | $19.50 | holding | — | — | — | May 23, 2012 | May 22, 2021 | Common Stock | 6,389 | 6,389 | D |
| Non-Qualified Stock Options (Right to Buy)F4 | $13.43 | holding | — | — | — | May 21, 2013 | May 20, 2022 | Common Stock | 11,238 | 11,238 | D |
| Non-Qualified Stock Options (Right to Buy)F5 | $18.95 | holding | — | — | — | May 20, 2014 | May 20, 2023 | Common Stock | 9,085 | 9,085 | D |
| Non-Qualified Stock Options (Right to Buy)F6 | $27.12 | holding | — | — | — | May 19, 2015 | May 19, 2024 | Common Stock | 8,706 | 8,706 | D |
| Non-Qualified Stock Options (Right to Buy)F7 | $24.94 | holding | — | — | — | May 18, 2016 | May 17, 2025 | Common Stock | 9,998 | 9,998 | D |
Explanation of responses
- F1Represents additional restricted stock units attributable to dividend reinvestment.
- F2Includes 12,251.3657 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,175.0112 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 1,414.6659 shares become fully vested and non-forfeitable on 5/21/2016; 2,598.3366 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 3,479.3520 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016; and the remaining 2,584 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
- F3Fully exercisable, subject to IRS limitations.
- F4Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
- F5Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
- F6Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
- F7Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.