SEC Form 4 · accession 0001005229-15-000116
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest R Verebelyi
Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 32,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F1 | — | Aug 24, 2015 | A | 1 | A | — | — | Common Stock | 327 | 328 | D |
| Restricted Stock UnitsF2,F4,F1 | — | Aug 24, 2015 | A | 3 | A | — | — | Common Stock | 1,500 | 1,503 | D |
| Restricted Stock UnitsF2,F5,F1 | — | Aug 24, 2015 | A | 2 | A | — | — | Common Stock | 755 | 756 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F2Represents additional restricted stock units attributable to dividend reinvestment.
- F3Originally a 1,300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 22, 2014 and 327.482 became fully vested and non-forfeitable on July 22, 2015. The remaining restricted stock units become fully vested and non-forfeitable on July 22, 2016, if reporting person remains a director of issuer.
- F4Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 27, 2016, 25% on July 27, 2017 and 25% on July 27, 2018, if reporting person remains a director of issuer.
- F5Originally a 1,500 restricted stock unit award, 754.6214 units became fully vested and non-forfeitable on July 28, 2015. The remaining restricted stock units become fully vested and non-forfeitable 25% on July 28, 2016 and 25% on July 28, 2017, if reporting person remains a director of issuer.