SEC Form 4 · accession 0001005229-15-000076
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda Goodspeed
Director
Period of report
Jul 27, 2015
Accepted (ET)
Jul 29, 2015 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 27, 2015 | A | 2,423 | $22.70 | A | 33,700 | D | |
| Common StockF2 | Jul 28, 2015 | M | 754 | $0.00 | A | 34,454 | D | |
| Common Stock | holding | — | — | — | 31,277 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3 | — | Jul 27, 2015 | A | 1,500 | A | — | — | Common Stock | 0 | 1,500 | D |
| Restricted Stock UnitsF3,F5 | — | Jul 28, 2015 | M | 755 | D | — | — | Common Stock | 1,509 | 755 | D |
| Restricted Stock UnitsF3,F6 | — | holding | — | — | — | — | — | Common Stock | 327 | 327 | D |
Explanation of responses
- F1Represents shares granted to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010.
- F2754.6214 restricted stock units became fully vested on July 28, 2015, of which 754 shares were issued as common stock and .6214 was issued in cash of $13.73.
- F3Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F4Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010. Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 27, 2016, 25% on July 27, 2017 and 25% on July 27, 2018, if reporting person remains a director of issuer.
- F5Originally a 1,500 restricted stock unit award, 754.6214 units became fully vested and non-forfeitable on July 28, 2015. The remaining restricted stock units become fully vested and non-forfeitable 25% on July 28, 2016 and 25% on July 28, 2017, if reporting person remains a director of issuer.
- F6Originally a 1,300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 22, 2014 and 327.482 became fully vested and non-forfeitable on July 22, 2015. The remaining restricted stock units become fully vested and non-forfeitable on July 22, 2016, if reporting person remains a director of issuer.