SEC Form 4 · accession 0001005229-15-000067
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda Goodspeed
Director
Period of report
Jul 22, 2015
Accepted (ET)
Jul 24, 2015 · 1:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 22, 2015 | M | 327 | $0.00 | A | 30,950 | D | |
| Common StockF2 | Jul 23, 2015 | M | 327 | $0.00 | A | 31,277 | D | |
| Common Stock | holding | — | — | — | 30,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jul 22, 2015 | M | 327 | D | — | — | Common Stock | 327 | 327 | D |
| Restricted Stock UnitsF3,F5 | — | Jul 23, 2015 | M | 327 | D | — | — | Common Stock | 327 | 0 | D |
| Restricted Stock UnitsF3,F6 | — | holding | — | — | — | — | — | Common Stock | 1,509 | 1,509 | D |
Explanation of responses
- F1327.482 restricted stock units became fully vested on July 22, 2015, of which 327 was issued as common stock and .482 was issued in cash of $11.37.
- F2327.482 restricted stock units became fully vested on July 23, 2015, of which 327 was issued as common stock and .482 was issued in cash of $11.19.
- F3Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F4Originally a 1,300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 22, 2014 and 327.482 restricted stock units became fully vested and non-forfeitable on July 22, 2015. The remaining restricted stock units become fully vested and non-forfeitable on July 22, 2016, if reporting person remains a director of issuer.
- F5Originally a 1,300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 23, 2012, 325 restricted stock units became fully vested and non-forfeitable on July 23, 2014 and 327.482 restricted stock units became fully vested and non-forfeitable on July 23, 2015.
- F6Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 28, 2015, 25% on July 28, 2016 and 25% on July 28, 2017, if reporting person remains a director of issuer.