SEC Form 4/A · accession 0001005229-15-000056
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy T Tevens
Officer — President & CEO · Director
Period of report
May 18, 2015
Accepted (ET)
Jun 18, 2015 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2015 | A | 16,966 | $24.94 | A | 318,732 | D | |
| Common StockF3,F4,F5 | May 19, 2015 | F | 1,429 | $24.80 | D | 317,304 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
- F2Incorrectly reported as 315,732.2746 shares on Form 4 filed 5/20/2015.
- F3Represents shares withheld to satisfy tax withholding obligation upon vesting 3,864.6680 restricted stock unit on 5/19/2015.
- F4Incorrectly reported as 314,303.6066 shares on Form 4 filed on 5/20/2015.
- F5Includes 102,906.6066 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 4,257.2657 shares become fully vested and non-forfeitable on 5/23/2015, 13,456.9903 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 16,009.3344 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 27,911 shares become fully vested and non-forfeitable on 5/21/2015, 11,596.0162 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/19/2016; 12,710 shares become fully vested and non-forfeitable on 5/20/2016, and the remaining 16,966 shares become fully vested and non-forfeitable 25% for four years beginning 5/18/2016, if reporting person remains an employee of issuer.