SEC Form 4/A · accession 0001005229-15-000055
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy T Tevens
Officer — President & CEO · Director
Period of report
May 20, 2015
Accepted (ET)
Jun 18, 2015 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 20, 2015 | F | 1,972 | $24.67 | D | 315,331 | D | |
| Common StockF4,F5 | May 21, 2015 | F | 3,166 | $24.88 | D | 312,165 | D | |
| Common StockF6,F7,F8 | May 21, 2015 | F | 10,318 | $24.88 | D | 301,847 | D | |
| Common StockF1 | holding | — | — | — | 320,304 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Incorrectly reported as 314,303.6066 shares on Form 4 filed 5/22/2015.
- F2Represents shares withheld to satisfy tax withhold obligation upon vesting 5,336.4448 restricted stock units on 5/20/2015.
- F3Incorrectly reported as 312,331.1618 shares on Form 4 filed 5/22/2015.
- F4Represents shares withheld to satisfy tax withholding obligation upon vesting 6,727.9913 restricted stock units on 5/21/2015.
- F5Incorrectly reported as 309,165.1705 shares on Form 4 filed 5/22/2015.
- F6Represents shares withheld to satisfy tax withhold obligation upon vesting 27,911 restricted stock units on 5/21/2015.
- F7Includes 62,931.1705 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 4,257.2657 shares become fully vested and non-forfeitable on 5/23/2015, 6,728.999 shares become fully vested and non-forfeitable on 5/21/2016, 10,672.8896 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/20/2016, 11,596.0162 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/19/2016, 12,710 shares become fully vested and non-forfeitable on 5/20/2016, and the remaining 16,966 shares become fully vested and non-forfeitable 25% for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
- F8Incorrectly reported as 298,847.1705 shares on Form 4 filed 5/22/2015.