SEC Form 4 · accession 0001005229-15-000030
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Fleming
Director
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 34,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | May 18, 2015 | A | 0 | A | — | — | Common Stock | 2 | 1,509 | D |
| Restricted Stock UnitsF4,F1,F2 | — | May 18, 2015 | A | 0 | A | — | — | Common Stock | 1 | 655 | D |
| Restricted Stock UnitsF5,F1,F2 | — | May 18, 2015 | A | 0 | A | — | — | Common Stock | 1 | 327 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.
- F2Represents additional restricted stock units attributable to dividend reinvestment.
- F3Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 28, 2015, 25% on July 28, 2016 and 25% on July 28, 2017, if reporting person remains a director of issuer.
- F4Originally a 1,300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 22, 2014. The remaining restricted stock units become fully vested and non-forfeitabale 50% on July 22, 2015 and 50% on July 22, 2016, if reporting person remains a director of issuer.
- F5Originally a 1,300 restricted stock unit award, 650 restricted stock units became fully vested and non-forfeitable on July 23, 2013 and 325 restricted stock units became fully vested and non-forfeitable on July 23, 2014. The remaining restricted stock units become fully vested and non-forfeitable on July 23, 2015, if reporting person remains a director of issuer.